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Ed Rosenthal's Trial

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ROSENTHAL TRIAL DIARY

All trial reports by William Dolphin

Motion for New Trial Denied in Rosenthal Medical Marijuana Case
Sentencing to Take Place June 4th

May 16, 2003 - Evidence that one juror violated the court's instructions by contacting an attorney for advice during the trial - and conveyed the information to another juror - was not enough for the judge to declare a mistrial in the medical marijuana case of Ed Rosenthal. After two dramatic hearings on the question early last month, trial judge Charles Breyer ruled today that the actions of the jurors did not entitle Rosenthal to a new trial.

In the motion just dismissed, Rosenthal's attorneys had argued that jurors received 'extra-judicial' information that unfairly influenced their verdict. A declaration from juror Marney Craig stated that, during the trial, confusion over the judge's instructions led her to seek legal advice on whether she could vote "not guilty."

Two other jurors, Pam Klarkowski and Eve Tulley-Dobkin, had testified that Craig spoke with them about it. Both said Craig had told them the attorney advised her that she must follow the judge's instructions and that she would be in trouble if she did otherwise.

Rosenthal's attorneys maintain that fear of consequences caused Craig and Klarkowski to vote against their consciences in finding Rosenthal guilty. The Supreme Court has ruled that bias or fear influencing even a single juror is grounds for dismissing a verdict.

Today's ruling also rejected Rosenthal's other reasons for a new trial. Defense attorneys had additionally argued that the court had improperly excluded 19 potential jurors because of their views on medical marijuana, that the court's instructions to the trial jury were wrong with respect to their ability to vote their consciences, and that the court erred in excluding Rosenthal's "entrapment by estoppel" defense, which rests on Rosenthal's understanding that Oakland officials had immunized him from federal prosecution. The defense had also argued that the prosecutor engaged in misconduct before the grand jury to get the indictment in the first place.

While Judge Breyer found that prosecutor George Bevan, Jr., in obtaining the indictment against Rosenthal, made false statements "calculated to overcome grand jurors' concerns" about patients' ability to obtain medical marijuana, he concluded the lies did not interfere with the grand jury's function.

Judge Breyer's ruling means Rosenthal's conviction stands, and he will be sentenced on June 4, 2003 to anywhere from 5 years in federal prison to more than 80. Once Rosenthal is sentenced, his attorneys will be able to file an appeal, asking the Ninth Circuit Court of Appeals to overturn his conviction.


ROSENTHAL JUROR INVOKES FIFTH AMENDMENT

April 3, 2003 -- The hearing on Ed Rosenthal's motion to grant a mistrial was held on April 1. Judge Breyer heard testimony from two of the jurors about extra-judicial information that was discussed during and after the trial. In brief, Pam Klarkowski testified that fellow juror Marney Craig told her that she was going to contact a lawyer friend of hers regarding legal issues surrounding the case. Craig then told Klarkowski the results of her conversation with the attorney. Eva Tulley-Dobkin, another juror, testified that Craig told her after the verdict that the lawyer she contacted said she could get in trouble if she voted to acquit.

The hearing was continued until April 8. There are two issues for the judge to consider: the request for Marney Craig to receive immunity in return for her testimony and the motion to grant a mistrial for jury misconduct.

Craig is reluctant to provide the name of the attorney friend to whom she spoke, and she fears reprisal if she withholds it. On the advice of her attorney, Craig, who was under subpoena, took shelter under the Fifth Amendment protection against self-incrimination and refused to testify. The judge urged the federal prosecutor to give Craig immunity. He asked the attorneys to work out the immunity problems this week and to report to him on Monday.


Ed Rosenthal Remains Free Until Sentencing, June 4th
Jurors Denounce Their Own Verdict, Join City Officials in Calling for a New Trial

Tuesday, February 4, 2003 -- In the already-weird case of noted marijuana author and activist Ed Rosenthal, the surreal moments continued at his bail-revocation hearing Tuesday, as six of the jurors from the trial sat at the front of the courtroom in a show of support for the man they had convicted four days earlier.

Despite the best efforts of the U.S. Attorney's Office to incarcerate him immediately, Mr. Rosenthal was allowed to remain free on $200,000 bail, pending his sentencing on three federal counts of marijuana cultivation, which is scheduled for June 4, 2003. The sentencing range is from a minimum of five years to more than eighty, with possible fines of several million dollars -- though U.S. District Judge Charles Breyer said after the verdict was read last Friday that he would like to be able to go below the minimum. Whether Mr. Rosenthal qualifies for an exception to normal sentencing has yet to be determined.

In addition to ruling that Mr. Rosenthal was not a flight risk, Judge Breyer again noted the extraordinary circumstances of Mr. Rosenthal's prosecution and trial, and stated they were a reason for his being allowed to remain at large. Defense counsel found this aspect of the judge's ruling encouraging, as it suggests that Mr. Rosenthal would also be allowed to remain free on bail pending appeal, if Judge Breyer does not grant their motion for a new trial before then. They have also filed a motion to have the original Grand Jury indictment dismissed for misconduct by the prosecutor.

After the hearing, the six jurors met with Mr. Rosenthal, his family, defense attorneys and selected supporters before holding an unprecedented press conference outside the federal building. Surrounded by a sea of microphones, cameras and reporters, the soft-spoken jury foreman, Charles Sackett, read a letter of apology to Mr. Rosenthal and his family. Another of the jurors, Marney Craig, read a statement endorsed by eight of the twelve jurors and two alternates, demanding a new trial for Mr. Rosenthal. Two others who had deliberated on the panel made statements apologizing for their verdict and questioning the system that had "railroaded" them to their decision. A third juror, one of the two alternates on the panel, expressed relief at not having to live with the responsibility of the verdict, but said he, too, shared in the shock and outrage that so much of what might have been said in Mr. Rosenthal's defense had been kept from them.

Joining jurors in denouncing what many are calling a "travesty of justice" was San Francisco District Attorney Terence Hallinan and two of the San Francisco Board of Supervisors, Board President Matt Gonzales and Supervisor Tom Ammiano.

After hugging the jury foreman, Mr. Rosenthal told the press and his supporters that the jury had been as "victimized" by the way the case had been conducted as he had.

Attorneys for Mr. Rosenthal had been prevented from telling the jury about his role in the City of Oakland's program to implement California's medical marijuana law. As part of that program, he was deputized as an official of the city to provide immunity from prosecution under the federal statute that protects federal, state and local officials who possess or transport otherwise illegal drugs as part of their jobs.

Prior to the trial, Judge Charles Breyer ruled that the federal immunity statute, 885(d), was not intended by Congress to protect such activities as Oakland's medical marijuana distribution program, whether they deputized participants or not, so it could not be invoked by Mr. Roseenthal. That interpretation of the statute, which is based on Congressional intent rather than the literal language of the law, is already under appeal in connection with another case, a fact Judge Breyer mentioned again in Tuesday's bail hearing, saying that he may well be overturned by the Ninth Circuit Court of Appeals soon. Such a reversal by the Ninth Circuit would effectively nullify Mr. Rosenthal's conviction.

The jury in Mr. Rosenthal's case was allowed to hear nothing about that immunity question. Nor were they allowed to hear his related "entrapment by estoppel" defense, which comes into play if immunity doesn't apply. His attorneys argued pre-trial that since numerous government officials had told him he had immunity, Mr. Rosenthal reasonably believed what he was doing was legal under both state and federal law, so any prosecution is a form of entrapment much like a police officer telling you to cross the street against the light and then citing you for jaywalking. Judge Breyer's refusal to allow them to present the jury with this defense, despite clear legal precedent, will likely form the basis for any appeal.


Ed Rosenthal Found Guilty -- New Trial Sought

Friday, January 31 -- In front of a crowd of spectators and supporters, many of whom sobbed as the verdict was read, noted author and activist Ed Rosenthal was convicted in federal court today of marijuana cultivation charges.

Upon leaving the courthouse with his family, a subdued but defiant Mr. Rosenthal was greeted by a mob of cameras, microphones and well-wishers. He and his attorneys vowed to fight on, saying this was a struggle for patients' rights that would win out in the end.

While he was found guilty of all three counts, the most serious related to conspiracy to grow more than a thousand plants, and on that count the jury found that he had conspired to grow more than a hundred but less than the thousand the indictment had specified -- a finding defense attorneys counted as a victory.

That leaves his conviction for cultivation of more than a hundred plants as the offense with the stiffest penalty, with a sentencing range of from 5 to 40 years and a fine of up to $2 million dollars.

But after dismissing the jury, Judge Charles Breyer said that he would be conducting his own "independent inquiry" into determining whether he could make a "downward departure" on the sentencing, meaning impose less than the minimum sentence mandated by law. Such an inquiry would be to determine Mr. Rosenthal's eligibility for an extraordinary exception to normal sentencing.

Judge Breyer noted the extraordinary circumstances of the case in rejecting the motion of Assistant U.S. Attorney George Bevan, Jr. to have Mr. Rosenthal placed in immediate detention.

Judge Breyer granted Defense Counsel Robert Eye and William Simpich an additional 30 days beyond the normal ten to file their request for a new trial. He also set the sentencing date as June 4th, much farther out than is normal.

The nearly six months until sentencing should allow enough time for the Ninth Circuit Court of Appeals to decide the appeal of another of Judge Breyer's cases that dealt with a similar question of immunity from prosecution in the context of medical marijuana distribution. Mr. Rosenthal had made a nearly identical claim in his case, which Judge Breyer had refused to allow. If the Ninth Circuit Court of Appeals overturns Judge Breyer's interpretation of the federal statute, as he himself said they very well might, it would guarantee that Mr. Rosenthal's conviction would be overturned.


Verdict Awaited in Federal Medical Marijuana Trial
Jury Deliberating on Charges that Could Mean Life Sentence

Thursday, January 30 -- The case of the United States vs. Edward Rosenthal, marijuana author and activist, is now in the hands of a jury of his peers, or as close to a jury of his peers as U.S. District Judge Charles Breyer would allow.

But more on that in a moment; first, the developments in the final day of evidence and arguments:

In front of an overflow crowd in the courtroom, the prosecution concluded its case with the remainder of the testimony from Special Agent John Brian Padgett of the DEA, who testified further as to the plants he'd helped seize from the Harm Reduction Center on February 12, 2002. He told the court that he had counted 714 plants that day, and had seized various records, but had no way to tie those plants to Mr. Rosenthal, either directly or indirectly. He said he had found a roster of workers for the center, but that he had not seen Mr. Rosenthal's name on it. The government alleges that Mr. Rosenthal was not only supplying the center but also running the cultivation operation there. Agent Padgett was unable to offer any evidence of such a relationship.

With that, the prosecution rested its case, and court recessed briefly.

Once the jury exited the courtroom, there ensued yet another round of arguments as to what the defense could ask its first witness, Alameda County Supervisor Nathan Miley, who had been an Oakland City Council member when Mr. Rosenthal began participating in the city's medical marijuana distribution program. Assistant U.S. Attorney George Bevan, Jr. renewed his objection to Supervisor Miley being allowed to testify at all, and once that was denied, asked Judge Breyer to strike half the defense's proposed questions, including those related to Mr. Rosenthal's obtaining of a City of Oakland business license to grow marijuana, and his involvement in the city's Public Safety Committee Working Group on Medical Marijuana. That objection was sustained, and the defense was left with little more than the chance to ask Supervisor Miley about where he'd first met Mr. Rosenthal -- so long as no one mentioned either the name or purpose of the meeting, because both mentioned marijuana -- and his experience touring the cultivation facility - so long as all he commented on was Mr. Rosenthal's openness.

Even those limitations did not prevent the trial from transcending the surreal to the comical when he took the stand.

With Defense Attorney William Simpich questioning, Supervisor Miley began by saying he'd met Mr. Rosenthal as part of trying to "implement Prop 215," California's voter initiative directing that marijuana be made safely and legally available to qualifying patients. The reference to the California law drew immediate objection from Prosecutor Bevan and rebuke from Judge Breyer, who asked Attorney Simpich to lead Supervisor Miley through the questions already approved, a process designed to limit a witness's answers to "yes" and "no" by the attorney making a statement as to the fact to be established, followed by, "isn't that correct?"

In answer to Attorney Simpich's next question, if he had been aware of what Mr. Rosenthal was doing, Supervisor Miley said Mr. Rosenthal was providing marijuana plants to "patients who could not grow their own." This remark drew another sustained objection and an even sharper rebuke from Judge Breyer, who also instructed the jury yet again that the purpose of growing marijuana was not for them to consider. Judge Breyer then instructed defense counsel to either lead the witness through the questions as written and approved, or he, Judge Breyer, would ask them of the witness himself.

When Defense Attorney Simpich attempted to ask another straightforward question, he was again stopped and scolded. After he protested to Judge Breyer that he was following the questions previously approved, Judge Breyer took matters into his own hands and proceeded to ask Supervisor Miley the remainder of the questions - to the obvious amazement and amusement of the witness and several members of the jury, as well as Attorney Simpich.

The questions were few, and the answers amounted to Supervisor Miley's agreement that he had toured the Oakland warehouse, that there had been marijuana plants growing there, and that Mr. Rosenthal had made no attempt to conceal his activities. With that he was excused from the stand and exited the courtroom, to be met by a throng of reporters seeking comment, to whom the whole story could be told.

The defense then called a forensic expert, Daniel Weaver, a retired Naval officer who'd conducted court martials of personnel accused of marijuana offenses while in the military, and had subsequently worked as a criminal defense investigator on marijuana cultivation cases. Based on his training, research, and experience investigating more than 200 grow operations, Mr. Weaver stated that what the government prosecutor and witnesses had been identifying as roots were in fact merely the precursors of root structures, and that in his careful examination of all the photographic, videographic and physical evidence, he had found no "clones" with "readily visible root formations."

He also testified that there was no evidence by which he could verify the count of the so-called "mother plants" which had been used for producing the clones. He stated that the DEA's own count could have been in error because they had failed to count plants based on root structure, a mistake that runs the risk of counting the stalks of a single plant as separate ones, as multiple stalks can originate from the base and not just a central stalk.

Prosecutor Bevan did his best to shake the expert witness and get him to concede that anything protruding from the base of a cutting had to be a root, but Mr. Weaver carefully and deliberately repeated his detailed explanation of the different stages of plant and root development, using the government's photos as examples, and reiterated his conclusion that there was no evidence of what he would classify as roots on any of the clones.

With that, the defense rested.

Judge Breyer then instructed the jury that, among other things, they could not hold against Mr. Rosenthal his decision not to testify. Judge Breyer also provided them with the basic guidelines as to how to deliberate, told them that no financial records could be considered as evidence of profit because that was not at issue, provided them with a legal definition of what constitutes a marijuana plant, and told them that the cultivation of marijuana is never legal under federal law.

The last of these instructions, that marijuana cultivation is never legal, had drawn an objection from the defense out of the presence of the jury as going beyond the language of any laws. It is also curious on the facts, since the U.S. government funds clinical marijuana research of several types and maintains its own cultivation facility in Mississippi for the seven patients it has remaining in the federal medical marijuana program. (That program was closed to new patients when the AIDS epidemic created a surge of applicants with ailments only treatable with marijuana, such as wasting syndrome.)

After Judge Breyer completed his instructions to the jury, Assistant U.S. Attorney Bevan then presented the prosecution's closing argument. While he went on long enough to almost exceed his time limit, he had little more to say than that he believed the evidence was clear on the three counts the jury was to consider: that Mr. Rosenthal had maintained a place where marijuana was grown, or "manufactured" as the government calls it, that he'd actually grown marijuana there, and that he'd had some sort of agreement with Richard Watts and Ken Hays, his indicted co-conspirators, to provide marijuana for the Harm Reduction Center. Prosecutor Bevan conceded that the evidence of the conspiracy charge, the agreement between Mssrs. Rosenthal, Hays, and Watts, was circumstantial, but claimed that the two checks introduced into evidence and the phone calls placed by Mr. Rosenthal to both Mr. Hays and the Harm Reduction Center, coupled with the testimony of James Halloran and Robert Martin that there had been some sort of arrangement for Mr. Rosenthal to supervise plant cultivation at the Harm Reduction Center, was more than enough to convict on the conspiracy count, the most serious of the three.

Defense Counsel Robert Eye then tried valiantly to present the defense's closing argument, in spite of repeated interruptions both by objections from the prosecution and by the judge himself, who interjected instructions to the jury to disregard elements of what the defense was trying to say.

Even so, Defense Attorney Eye noted that there were many "troubling inconsistencies" in the prosecution's case, including garbage bags of marijuana "shake" that had been left behind after the raid at Mr. Rosenthal's warehouse for no apparent reason; witnesses for the prosecution who engaged in distributing medical marijuana but had never been arrested and were now granted immunity; a plant count that could have been easily verified but was instead a total mess; and lies to the jury on the part of two of the testifying DEA agents, one of whom had curiously claimed stored marijuana constituted a "biohazard" and another who'd testified he'd counted plants once before and then said he'd performed counts more than once.

Attorney Eye told the jury that they should reject the testimony of the two DEA agents as intentionally misleading, and that all the problems with the case showed the DEA did not have "their house in order." He told the jury they should send a message that, if the government is going to pursue prosecutions like this, they have to do it right. Through a flurry of objections from the prosecution, he told the jury that this was their opportunity to judge not just Mr. Rosenthal but the government's actions, to not just "fall into lock-step" with what the government wanted. He told them that they'd brought to the trial life experience and common sense and that it was right that they apply those in deciding the case. He then suggested that each of them had their own sense of justice and that they should apply it in reaching their verdict.

At which point -- arguably the most bizarre of the trial -- Judge Breyer stopped him again and addressed the jury, instructing them that they were not to apply any personal sense of justice, that they were not to decide if a law was unjust, but were to follow the instructions he had given them.

Defense Attorney Eye, who ranged from avuncular to righteously indignant through his oft-interrupted closing argument, concluded by telling the jurors that they had the power to acquit, that he had confidence in them, and, finally, that he wanted them to see justice done.

Prosecutor Bevan used his time for rebuttal to justify why he and the judge had interrupted so often, calling the defense's closing argument improper. He reminded the jury they'd taken an oath to follow the judge's instructions.

Judge Breyer then instructed the jury for the last time not to pay any attention to the extensive publicity surrounding the case.

Whatever the outcome of the jury's deliberations, which are to commence first thing Friday and may well produce a verdict by later in the day, it will inevitably be tinged by the extraordinary effort Judge Breyer expended on eliminating the remarkable number of potential jurors who could not agree to be bound by narrow instructions on federal law.

In the event of a conviction, the question will remain as to what the outcome would have been if the case had been heard by a real cross-section of citizens. An acquittal -- or even a hung jury -- will only further emphasize the rapidly growing consensus on legal access to medical marijuana.

Those who have been following the development of the case will recall that the process of selecting the jury required two days and the calling of nearly 80 potential jurors to find fourteen people who either had no opinions or would agree to set aside their beliefs about the medical use of marijuana, its criminal classification, and the conflict between 33-year-old federal law and that passed by Californians in 1996.

The jury is not permitted to know or consider what Mr. Rosenthal's sentence could be in the event of conviction, but the conspiracy charge carries a mandatory minimum of ten years in prison, with the possibility of a life sentence and up to $4 million in fines. The cultivation charge entails a minimum of five years in prison, up to a maximum of 40 years and a fine of up to $2 million. The charge related to maintaining a place to "manufacture" marijuana could net Mr. Rosenthal up to 20 years in prison and a fine of $500,000.

A verdict is expected as soon as tomorrow, Friday, January 31st. Updates on the verdict, and reactions from Ed Rosenthal, his family, and his attorneys will be posted here the same day.


Judge Blocks Character Witnesses in Medical Marijuana Trial

Wednesday, January 29 -- The marijuana cultivation trial of author and activist Ed Rosenthal resumed today in San Francisco federal court with the testimony of several witnesses for the prosecution, and the judge’s refusal to allow the defense to put on the stand most of the witnesses they sought to have testify.

Special Agent James Sweeney of the DEA took the stand to recount his seizure of a computer from the home of Richard Watts, a former manager of the Harm Reduction Center in San Francisco and one of Mr. Rosenthal’s indicted co-conspirators.

An IRS computer specialist, Larry Murphy, then told the court how he had retrieved a letter from the harddrive of Mr. Watts. The letter was purportedly to Mr. Rosenthal about some plants that were delivered to the HRC, but the agent was unable to say if Mr. Watts had written the letter, or if it had ever been printed out and sent.

A witness from the IRS, Pamela Woo, testified as to a phone number they linked to Ken Hayes, the executive director of the Harm Reduction Center and another of Mr. Rosenthal’s indicted co-conspirators. The records indicated that Mr. Rosenthal had called him on three different days, for a total the defense pointed out -- of no more than nine minutes. They also produced four months of phone records showing several dozen calls to the Harm Reduction Center, with an average call length of two minutes.

Christopher Fay, a special agent of the DEA, testified about his undercover buy of 400+ small starter plants from the Harm Reduction Center. He said he had no way to know where the plants had come from, and had made no inquiries. He had never seen Mr. Rosenthal before, and had not seen him at the HRC. He had not counted the plants or determined if they had roots.

The case agent for the DEA, John Pickette then told the court that he had counted the plants and checked for roots. Defense counsel Robert Eye noted in cross examination that there were at least two types of growing medium present, which Agent Pickett admitted was characteristic of different growers. He further conceded that he had no way to know if any of the plants purchased had come from Mr. Rosenthal, and that no documents had been seized in any of the searches that tied Mr. Rosenthal to the plants the undercover agent had purchased.

The final witness for the prosecution, Special Agent Brian Padgett of the DEA, will return to the stand first thing on Thursday, to conclude his testimony about plants he seized from the Harm Reduction Center during the February 12, 2002 raids. And with that, the prosecution will rest.

The defense will then give its opening argument, which they have reserved from the start of the trial. They plan on calling an expert witness, Dan Weaver, who will dispute the number of plants the DEA claims to have seized from both Mr. Rosenthal’s warehouse and the Harm Reduction Center. The prosecution contends that Mr. Rosenthal was involved in managing the cultivation of small marijuana starter plants, or clones, at the HRC.

Nate Miley, formerly an Oakland City Councilmember and now an Alameda County Supervisor, will appear on behalf of the defense. He is expected to testify that Mr. Rosenthal was completely open about hiw marijuana growing activities.

The defense has also asked to put on the stand several character witnesses, which the presiding judge in the case, Charles Breyer, has refused to allow.

They include Keith Stroup, the executive director of NORML, the National Organization to Reform Marijuana Laws, who was to testify about Mr. Rosenthal’s longstanding commitment to legal reform; Fred Gardner, formerly of the San Francisco District Attorney’s office, who was to testify about the city sanctioning of marijuana dispensaries and Mr. Rosenthal’s involvement in it; and Dr. Michael Alcalay, M.D. the medical director of the Oakland Cannabis Buyers Collective, who was to testify about Mr. Rosenthal’s commitment to family life and family values.

In a separate matter, the defense’s final effort to get a ruling from the Ninth Circuit Court of Appeals to intercede in the trial was rejected late last night. Defense attorneys had sought to force Judge Breyer to allow them the chance to present testimony revealing that at least one DEA supervising agent had said that the federal government would not pursue prosecutions in areas where the local governments were allowing medical distribution. Judge Breyer has already ruled that the jury will not be able to hear any such testimony.

The trial day may well conclude tomorrow with closing arguments from the prosecution and the defense, and instructions to the jury. A verdict may come as early as Friday.

WHEN: Thursday, January 30 at 8:30 a.m.

WHERE: U.S. District Court, Northern District of California, Courtroom of Justice Charles Breyer, 19th Floor, 450 Golden Gate, San Francisco, California


Government's Attempt to Silence Activist in Medical Marijuana Trial Fails

Court Hears Testimony on How Rosenthal Helped Patients Live Better Lives

Thursday, January 23, 2003 -- The U.S. government's attempt to silence marijuana-cultivation expert and author Ed Rosenthal, as well as his attorneys, was thwarted today in federal court, but those assembled to hear the outcome of the latest twist in what was already a Kafkaesque legal saga had to wait to the end of the day for the judge's decision.

Fear of pervasive media reports on the trial "contaminating the jury" had yesterday prompted Assistant U.S. Attorney George Bevan, Jr. to ask the judge to put a stop to all press interviews until the conclusion of Mr. Rosenthal's federal trial. Judge Charles Breyer responded yesterday by asking Mr. Rosenthal to agree not to speak to the press, with the added threat that -- in the event of a conviction -- he would take Mr. Rosenthal's conduct during the trial into account in considering the wide range of sentencing options available - 10 years to life in prison, and up to $6,500,000 in fines.

But with an attorney from the San Francisco Chronicle and a media-law expert from the First Amendment Project present in court to argue the matter today, Judge Breyer rejected the requested order, saying that the media attention was part of a "legitimate public controversy" and that the government had not made a sufficient showing that the jury was being influenced.

But that came at the end of the day, after court had recessed.

Today's proceedings, which saw eight witnesses called, began with Judge Breyer directing the prosecution to play for the jury several minutes of videotape from the raid on Mr. Rosenthal's Oakland cultivation facility. The video depicted DEA agents holding up small marijuana cuttings, or clones, to demonstrate which of them had begun to show roots. The number with roots is of grave importance, because only cuttings with visible root structures can be counted as plants, and federal marijuana sentences are based on the number of plants, regardless of size. The vast majority of the marijuana plants seized in the raid were clones or cuttings a few inches tall, and only a small fraction of them had roots, even by DEA accounts. The defense is disputing the number of rooted plants the government can prove were present.

Special Agent Charles Taylor of the DEA was called to the stand to testify about the plants he had helped count during the raid. One counting sheet bearing his initials showed a number crossed out and a different one entered, just as had a counting sheet seen yesterday during another agent's testimony. Agent Taylor stated under cross-examination that he had no idea why several large garbage bags filled with marijuana clippings had been left behind after the raid, since it was DEA policy to seize all such contraband.

Next up was Lesley Wilmer, the 74-year-old former landlord of the Oakland building that housed the cultivation facility. A retired MUNI bus driver, Mr. Wilmer testified that after initially leasing the site, Mr. Rosenthal had bought the building, with financing help from Mr. Wilmer. Defense attorney Robert Eye asked Mr. Wilmer if Mr. Rosenthal had told him that he was growing marijuana there under the authority of the city of Oakland, but -- as with all such questions during this trial -- a prosecution objection sustained by the judge stopped him from answering.

IRS Special Agent Anita Dobberstein then climbed into the witness stand to briefly testify about two checks she had recovered from the Rosenthal home. Made out to Ed Rosenthal from the Harm Reduction Center and signed by Robert Martin, the checks had been returned for insufficient funds. Agent Dobberstein said she had neither written a report about the seizure of the checks nor done any investigation into the circumstances that led to their being written.

The next witness called was a firefighter/paramedic for the Oakland Fire Department, "German" Sierra, who had filled out an initial fire-safety inspection report on Mr. Rosenthal's cultivation facility. He testified that he had been shown a valid City of Oakland business license, and that Mr. Rosenthal had, after explaining that the marijuana was for distribution to the local medical clubs, shown the fire department inspectors through the building. Mr. Sierra said that at no time had Mr. Rosenthal attempted to hide anything or prevent them from inspecting any part of the building. He also said that neither he nor the other Oakland firefighters present had either commented on the marijuana growing in the building or reported it to any law enforcement officials. The inspection report showed that Mr. Rosenthal had brought the building up to code.

Another IRS Special Agent, John Wilson Baker III then came to the stand to tell the jury about a surveillance he had carried out with a DEA agent in which they had observed Mr. Rosenthal leave his Oakland building with a white grocery bag and drive to the Sixth Street Harm Reduction Center in San Francisco, which he entered, carrying the bag. The agent couldn't say if he'd left with the bag, nor could he say what the purpose of the surveillance was. He did say that Mr. Rosenthal made no attempt to hide either the bag or where he was going.

Robert W. Martin was then compelled to testify. One of several witnesses subpoenaed by the prosecution and forced to testify under a grant of immunity to keep them from asserting their fifth-amendment rights against self-incrimination, Mr. Martin described for the jury the circumstances surrounding the checks he had written Mr. Rosenthal (which had been seized in the raid of the Rosenthal home), the number of times he'd seen him at the Harm Reduction Center, and conversations he'd had with others at the HRC about Mr. Rosenthal's involvement with providing medicine for the patients. In answer to a question from the judge, Mr. Martin explained that he sold Mr. Rosenthal's clones to patients for $10 so they could "grow their own medicine and make their lives better."

Another grant of immunity was then issued to force the testimony of James Joseph Kyne, who had been living on property in Petaluma belonging to Ken Hayes and working as a volunteer at the Harm Reduction Center at the time of the raids. Mr. Kyne was put on the stand in an attempt to identify a particular phone number as belonging to Mr. Hayes, the proprietor of the HRC, but the best he could do was say he'd seen a piece of paper with Mr. Hayes name and a phone number on it, which the DEA had seized in raiding Mr. Hayes' home. He described his volunteer work at the HRC as counseling patients, helping them find housing, and the like.

Last on the stand was John Brian Padgett, the DEA Special Agent in charge of the search at the Harm Reduction Center. But he'd barely gotten started on testifying about the marijuana plants he'd found in the basement of the HRC when the court day ended. He's scheduled to return to the stand when trial resumes at 8:30 a.m. on Wednesday, January 29.

The prosecution estimated for Judge Breyer that they have an hour and a half left in presenting their case. The defense will present its opening argument at that time and expects to call at least a day's worth of witnesses. Judge Breyer then instructed defense counsel not to try and call such witnesses as Barbara Parker, the assistant city attorney for Oakland; Nate Miley, a former Oakland City Councilman; Lt. Richard Hart, the head of the Oakland Police Narcotics unit; or anyone else who might testify -- as they all did during pretrial hearings -- about the City of Oakland's medical marijuana program, for which Mr. Rosenthal had been deputized to cultivate.


Gag Order Fight Draws First-Amendment Expert to Rosenthal Defense

Federal Government Seeks to Silence Author of Self-Help Marijuana Books

Wednesday, January 22 -- Fear of frontpage newspaper articles, radio news interviews and television reports "contaminating the jury," prompted Assistant U.S. Attorney George Bevan, Jr. to ask for a gag order on noted author Ed Rosenthal, his attorneys and his family, forbidding any of them to speak to the press until the conclusion of Mr. Rosenthal’s trial on federal marijuana cultivation charges.

U.S. District Judge Charles Breyer said he had never before imposed such an order, but observed that the pervasive media attention may be contributing to the three days of demonstrations outside the federal courthouse. He then asked defense counsel to get an agreement from Mr. Rosenthal not to speak to the press.

Judge Breyer then struck an ominous note, pointing out that he had a wide range of possible sentences available to him in the event of a conviction, and that he thought it appropriate to consider the defendant’s conduct during the course of the trial in determining what that sentence should be. If convicted of all counts, Mr. Rosenthal faces penalties of anywhere from ten years to life imprisonment, as well as asset forfeiture and up to $6,500,000 in fines.

The defense will respond to the judge’s request in court tomorrow, but given Mr. Rosenthal’s more than 30 years of First-Amendment activism as a writer and publisher, it is highly unlikely that he will muzzle himself. Failing a voluntary agreement from him, the prosecution is to present to the judge a written sample of the sort of order they want him to impose.

Threat of the gag order has attracted the attention of many newspapers. The San Francisco Chronicle's First-Amendment attorney will be in court tomorrow, along with Jim Wheaton, senior counsel to the First Amendment Project and a media law instructor at Stanford University, who will be there to advise the defense. Consideration of the gag order will be at 8:00 a.m., before the jury is brought into court at 8:30.

In today's proceeding, the defense returned to cross examining Special Agent Daniel Tuey of the Drug Enforcement Administration about the seizure of evidence from the Oakland facility where the government contends Mr, Rosenthal was engaged in growing marijuana plants for distribution to local marijuana dispensaries. At issue was what evidence the government could present as to the exact number of plants present, since both of the two most serious charges -- conspiracy to cultivate more than 1,000 marijuana plants and actual cultivation of more than 100 -- hinge on quantity. Agent Tuey conceded under questioning that not only did the government destroy substantial amounts of the evidence seized, but that they had left behind several large trash bags full of leaf cuttings. He was also unable to identify the number of plants, rooted or otherwise, pictured in the government’s still photos.

Under further questioning from prosecutor Beven, the agent claimed that the other two videotapes made during the raid showed each and every plant with roots, in such a way that they might be counted, but the jury has yet to see that footage, though they were shown video of a walk-through of the grow facility.

DEA Special Agent Anthony Levey was then brought in by the prosecution to testify as to the mature “mother” plants he’d counted during the search. Notes he had made on the number present in each bed of plants showed at least one counting discrepancy -- a number crossed out and another entered -- which he conceded was the result of error, saying some of the beds had been counted more than once because he and another agent had disagreed as to the number of plants present. He testified further that he did not know if he had ever counted such plants before -- he thought maybe he had -- but he had certainly not done so since. He could not identify any of the dried plant material entered into evidence as being plants he had counted or cut, nor could he provide or identify any photos showing how many plants were in the room he had been responsible for counting.


Ed Rosenthal's Federal Trial Begins

Feds May Falter on Pot Plant Count

Tuesday, January 21 -- In the midst of a minor media blitz, the cultivation trial of marijuana activist and noted author Ed Rosenthal got underway in San Francisco federal court today. Assistant U.S. Attorney George Bevan outlined the case against the man known as the foremost expert on marijuana growing, without actually discussing what Mr. Rosenthal was doing -- providing small starter clones of high-potency female plants to local marijuana dispensaries for distribution to qualified patients. The result was a disjointed opening argument. After a preliminary discussion with judge about whether the purpose of Mr. Rosenthal’s activities could be mentioned -- it couldn’t -- the defense elected to reserve its opening argument for after the prosecution completed presenting its case.

First on the stand was the ailing James Halloran, 61, one of Mr. Rosenthal’s indicted co-conspirators and a former racquetball partner, who testified about the marijuana-growing activities he began immediately after California passed the Compassionate Use Act, otherwise known as Prop 215, in 1996. According to Mr. Halloran, he entered into a partnership with Mr. Rosenthal in late 1997 or early 1998 to produce marijuana for the local medical clubs, before going their separate growing ways about a year later, though he continued to buy small clones and cuttings from Mr. Rosenthal until the time of their arrest.

Mr. Halloran also told the court that he was testifying in exchange for a more lenient sentence in his guilty plea to cultivation and money-laundering charges, charges he told the jury would otherwise have resulted in a 50-year mandatory minimum with the possibility of a triple life sentence upon conviction. While this appears to be an overstatement designed to cast his decision to rat out a friend and former partner in a more favorable light, it nonetheless introduced to the jury the seriousness of the consequences facing Mr. Rosenthal, should they choose to convict.

Defense attorney Robert Eye also elicited testimony from Mr. Halloran concerning an extraordinary provision of his plea agreement with the government, allowing him to seek dismissal of the conviction at such time as the federal law on marijuana is either determined to be unconstitutional or repealed by Congress.

Next on the stand was an electrician who detailed work he’d done at Mr. Rosenthal’s direction to ensure safety and bring the marijuana cultivation facility into compliance with city of Oakland building codes, at a cost of roughly $7,500. Under questioning from the defense, he described the inspection of the facility by the Oakland Fire Department, emphasizing the complete lack of interest on the part of officials in the small marijuana plants that filled the building.

The last witness of the day was DEA Special Agent Daniel Tuey, who had supervised the February 2002 raid on the cultivation facility. As part of his testimony, the prosecution played a videotape the agent made and narrated during the raid, showing several small rooms containing "mother" plants, young clones and fresh cuttings, as well as various items tacked to the walls, including a bumpersticker that read "Thank you for pot smoking" and a newspaper article that appeared to be about the 6th Street Harm Reduction Center providing medical marijuana for the most seriously ill patients. The prosecution also introduced into evidence one grow light and ballast, one large corroded fan, and a few medium-sized bags of dead marijuana cuttings. The rest of the evidence seized, the agent conceded under defense questioning, had been destroyed.

The defense had, in fact, only begun its cross-examination of Agent Tuey when the court day drew to a close, but defense attorney Robert Eye nonetheless extracted testimony highlighting the fact that no local law enforcement had either participated in the raid itself or delivered any information to the DEA about Mr. Rosenthal’s operation. To further make the point, Mr. Eye questioned the agent about the Oakland Fire Department’s building-inspection report, which the DEA had seized in the raid. With the report projected on a screen for the court to see, Mr. Eye asked Agent Tuey about a three-word note scrawled across the top of the form, apparently written by the inspecting Oakland Fire Department officer. "Can you tell us what that note says?" Mr. Eye asked. "Doesn’t it say ‘Don’t get caught’?"

After the jury had been dismissed for the day, presiding judge Charles Breyer vented his displeasure with the defense’s line of questioning regarding the attitude of local officials, as well as the time spent by both prosecution and defense counsels on the matter of how many of the plants seized were either rooted or not. He asked the attorneys to come to an agreement about a range of numbers -- more than x but less than y -- rather than take up too much time arguing over a precise count. Yet the number of viable plants is germane to the specific charge of cultivating more than 100 marijuana plants. The defense believes the prosecution will be unable to produce any such number of plants.

Then came what may prove to be the day’s most significant moment, in which Judge Breyer quashed the defense subpoena of one of the DEA agents who had participated in the raid. Mike Heald, the former supervising agent from Sonoma County was being called to testify, outside the presence of the jury, about comments he’d made to a colleague of Mr. Rosenthal’s regarding the DEA’s policy on prosecutions in California. The colleague, Mary Pat Jacobs, who runs the Sonoma Alliance for Medical Marijuana, claimed in a declaration provided to the court that Agent Heald had told her that it was policy to follow the lead of local authorities in determining whether or not to prosecute those cultivating medical marijuana under Prop 215 guidelines. Ms. Jacobs had relayed that conversation to Mr. Rosenthal, who had relied upon it, in addition to the numerous assurances of local officials, in concluding that his cultivation of marijuana plants on behalf of medical patients would be immune from federal prosecution.

The quashing of the subpoena of Agent Heald is of particular significance to the defense argument that the prosecution of Mr. Rosenthal is a case of "entrapment by estoppel," in which officials tell an individual that their conduct is legal and then try to prosecute them for it. In rejecting this argument, Judge Breyer made much of the fact that, while Mr. Rosenthal could reasonably have believed he was immune, the defense had not produced a key element in that defense: any federal government official or agent who’s said as much. Now the federal agent who might have testified to exactly that will not be permitted to appear.


Jury Seated in Federal Medical Marijuana Trial of Ed Rosenthal

Proceedings begin Tuesday, January 21st in U.S. District Court

Wednesday, January 15, 2003 - The jury was finally selected today in the federal marijuana-cultivation trial of best-selling author and activist Ed Rosenthal. It took an unprecedented two days -- the first of which saw half the prospective jurors excused because of their strong feelings about the legalization of Marijuana, their experiences with its medical use, or their frustration with federal interference in state laws -- but twelve jurors and two alternates were empaneled by Federal District Court Judge Charles Breyer to begin hearing the case next Tuesday, January 21st, following the Martin Luther King Jr. holiday.

Prospective jurors were again questioned about their feelings and beliefs related to marijuana, and the court was again filled with poignant stories of family members who had sought relief from the symptoms of HIV or cancer through the use of medical marijuana. Potential jurors also took the opportunity to denounce the federal laws on marijuana as "grotesque," to question the imposition of jail time for marijuana offences, and to suggest that the medicinal use of marijuana was a matter for science not the courts.

Even Judge Breyer acknowledged that the cultivation of marijuana for use by patients may be the "noble" thing to do, the "humane" and right thing. But he repeatedly reminded the prospective jurors that he would be instructing them that marijuana cultivation was a federal crime no matter what the purpose, and to sit on the jury they had to be willing to set aside their conclusions or beliefs and follow his instructions, even if they believed he was wrong about the law, or the law itself was unjust.

Many of those called declined to be bound by such instructions, but, ultimately, 14 people agreed.

Expected to last two weeks, trial commences Tuesday, January 21, 2003 at 8:30 a.m. in U.S. District Court, Northern District of California, Courtroom of Justice Charles Breyer, 19th Floor, 450 Golden Gate, San Francisco, California.


Judge Excuses Half the Jury Pool in Federal Trial of Ed Rosenthal

Potential Jurors Speak Out In Favor of Medical Marijuana, Legalization, and States' Rights

Tuesday, January 14, 2003 -- In what one defense attorney called the most remarkable day of jury selection he’d ever witnessed, half of the 50 potential jurors in the marijuana-cultivation trial of best-selling author and activist Ed Rosenthal were excused by the judge for cause. Even small-town murder trials where everyone knows everyone and emotions run high will see at most one or two jurors excused as being unable to give the proceeding a fair hearing.

Asked by Judge Charles Breyer if they had strong feelings on the legalization of marijuana, the legality of medical marijuana, or the conflict between federal law and California’s voter initiative, Proposition 215, legalizing the medical use of marijuana, juror after juror either regaled the court with poignant anecdotes about how they or someone they knew used or had recommended to them medical marijuana, gave voice to passionate feelings about the need to legalize marijuana for all use, or expressed deep distaste for federal interference in California’s laws. That these views were expressed by what appeared to be a representative cross-section of the Bay Area’s populace was perhaps less surprising than that they were willing to give voice to such a call for reform at all, since potential jurors normally understate the strength of their views when speaking in front of strangers, for fear of how their peers might react.

At the end of the day, the judge called for another pool of 50 to be presented tomorrow morning and guaranteed completion of selection by lunchtime. Of those jurors who can get past the judge’s questions, the defense is permitted to challenge ten and the prosecution six, so at least five more potential jurors are needed to seat twelve and two alternates.

The defense today also presented additional case authority in support of their pretrial motion on entrapment by estoppel, which argued that because local authorities had established a program to extend federal immunity from prosecution to those such as Rosenthal who were deputized to implement the city of Oakland’s medical marijuana ordinance, and had told him he would be protected, he should not now be prosecuted. The judge said the additional cases cited in support of that argument would be considered.

Jury selection continues at 8:30 a.m., Wednesday, January 15, in U.S. District Court, with trial commencing on Tuesday, January 21, 2003.


No Talk of "Medical" to be Allowed in Federal Medical Marijuana Trial of Ed Rosenthal

Judge Grants Prosecution Motion to Exclude State Law, City Programs, Federal Immunity Statute

Monday, January 13, 2003 - Despite passionate pleas from defense attorney Robert Eye for consideration of the context of marijuana activist and author Ed Rosenthal’s involvement in carrying out the City of Oakland’s program for supplying medicinal marijuana, Federal Judge Charles Breyer ruled in favor of the prosecution’s motion to exclude all discussion of medical issues, the City of Oakland’s marijuana ordinance, California’s Compassionate Use Act legalizing medical marijuana (Prop 215), and the like.

Defense attorneys had hoped to present the jury with a picture of Rosenthal’s participation in the city program Oakland had implemented to enact Prop 215, including testimony from the Oakland City Attorney’s office concerning the legal opinion given to the City Council that federal statute provided immunity from federal prosecution for city officials participating in their medical marijuana program, how the city had expressly provided for deputizing Rosenthal and others as officers of the city so as to shield them from prosecution, and how Rosenthal’s actions were not just sanctioned and supervised by city officials intent on enforcing the law passed by California’s voters but that Council member Nate Miley, now an Alameda County Supervisor, had visited Rosenthal’s facility and blessed it.

But without direct evidence of a federal official actively doing or saying something to convey that immunity, the judge said he would not allow any such evidence -- though he said that he might allow Rosenthal to testify before the jury as to his state of mind and the basis for his decisions, granting that it was reasonable for Rosenthal to have relied on the statements of city and state officials in forming his belief that he would not be prosecuted for helping medical marijuana patients become self-sufficient.

As another of Rosenthal’s attorneys, Bill Simpich, put it, this shut the door on the defense strategy without quite locking it. Simpich insists that the defense will be able to produce the missing key evidence showing direct federal action acknowledging the statutory immunity under 885d of the Controlled Substances Act that informed both the city of Oakland’s approach to distributing medical marijuana and Rosenthal’s decision to participate.

Judge Breyer also outlined the approach he intends to take in selecting a jury, to the detriment of the defense. Anyone with strong feelings about the legalization of marijuana, the legality of medical marijuana, or the appropriateness of California voters deciding issues on regulating for their own health and welfare will be excused from the jury, unless than can promise to put aside those feelings and follow the judge’s instructions on federal law and how they are to apply it.

With public opinion even more strongly in support of legal use of medical marijuana than at the time of 215’s passage in 1996, it’s no wonder that the judge would schedule four days for finding 14 northern California jurors willing to set aside their own beliefs and the law of their state in favor of imprisoning for a mandatory minimum of ten years someone daring to assist the sick and dying in growing a medicinal herb.

Jury selection begins at 8:30 a.m., Tuesday, January 14, in U.S. District Court, with trial commencing on Tuesday, January 21, 2003.


Final Defense Motions Denied; Jury Selection Moved Up Further

Judge Refuses to Dismiss Charges Against Rosenthal; Difficulty of Finding a Jury Willing to Convict Advances Trial Calendar Yet Again

Thursday, January 9, 2003 - Fear of jury nullification and public opinion polls showing that 80% of Americans think medical marijuana should be legally available were the reasons Judge Charles Breyer gave for moving up the jury selection process yet again in the federal trial of activist and author Ed Rosenthal. Only one day after rescheduling jury selection in the case to next Thursday, the judge moved it up even further, to Tuesday January 14th, saying he was concerned about being able to seat a jury that "passes Constitutional muster" in being able to "render both sides a fair trial," because such a large percentage of people may view the prosecution of Rosenthal as unfair. A discussion of how that jury is to be selected is now scheduled for Monday at 3:00 p.m. in Judge Breyer's courtroom, with selection to begin the next day at 8:30 a.m.

This scheduling change followed Judge Breyer's ruling denying the remaining defense motion to dismiss the charges based on immunity or entrapment. Defense attorneys argued that because Rosenthal had been deputized by the City of Oakland to provide medical marijuana and believed himself to have been immune to federal prosecution, the federal government's case was a form of entrapment. Several Oakland officials testified today in support of that argument.

The court heard from Barbara Parker, the Assistant City Attorney for the city of Oakland, who said that the city's intent in passing its medical marijuana ordinance had been to make individuals participating in their program immune to prosecution.

Similar testimony was offered by Nate Miley, a former Oakland City Council member now serving on the Alameda County Board of Supervisors, who had participated in needle exchange programs, enacted the medical marijuana ordinance, and (as Rosenthal testified) visited the cultivation facility with his aide and "literally blessed it."

Miley and Parker both stated that despite extensive media publicity about their attempts to provide a legal haven for the distribution of medical marijuana, as directed by California's Compassionate Use Act, Proposition 215, they were never contacted by any federal official advising them that they were violating federal law, or encouraging others to violate federal law , and that prosecutions could result.

They were joined on the stand by Lt. Richard Hart, the head of Oakland Police Department's Narcotics Division, who testified that while he worked closely with the DEA under a memo of understanding and supervised cooperative efforts between their agents and his officers, he was also participating in the meetings of the Working Group assigned to implement Prop. 215. He was never told by federal officials that there was or would be any problems with the program he was helping develop to ensure safe, affordable access to medical marijuana for patients who needed it.

Rosenthal's trial on federal charges stemming from his participation in that program is scheduled to begin Tuesday, January 21, in U.S. District Court.

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